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4,278 changes Routine, last 7 days

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CIA Privacy Act New System of Records Notice

The Central Intelligence Agency (CIA) has issued a new System of Records Notice (SORN), CIA-44 Business Analytics Records. This notice covers the collection, curation, exploration, and analysis of CIA business data used for decision-making regarding workforce, facilities, and processes.

Routine Notice Data Privacy
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CIA Freedom of Information Act Regulations

The CIA has published updated regulations concerning the Freedom of Information Act (FOIA). These amendments aim to clarify procedures and definitions related to FOIA requests submitted to the agency. The changes are procedural and do not introduce new substantive obligations for external parties.

Routine Rule Government Contracting
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SEC No-Action Letter: MegPrime Holding LLC Token Offering

The SEC's Division of Corporation Finance issued a no-action letter to MegPrime Holding LLC regarding its token offering. The Division stated it would not recommend enforcement action if MegPrime proceeds with the offering as described, without registration under the Securities Act or Exchange Act.

Routine Guidance Securities
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SEC No-Action Letter for Fuse Crypto Limited

The SEC's Division of Corporation Finance issued a no-action letter to Fuse Crypto Limited, stating it will not recommend enforcement action if Fuse offers and sells its Tokens without registration under the Securities Act and Exchange Act. This guidance is based on the specific facts presented in Fuse's request.

Routine Guidance Securities
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SEC No-Action Letter: DoubleZero Programmatic Transfers

The SEC's Division of Corporation Finance issued a no-action letter to DoubleZero regarding Programmatic Transfers. The Division will not recommend enforcement action if these transfers are conducted as described, meaning they will not require registration under the Securities Act or Exchange Act.

Routine Guidance Securities
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SEC Grants Capitolis Relief from Audited Financial Filing

The SEC's Division of Trading and Markets will not recommend enforcement action if Capitolis Global Broker Dealer LLC does not file its audited annual financial statements for the fiscal year ending January 31, 2026. This relief is contingent on the firm's audited financial reports for the subsequent fiscal year covering the entire period since its registration.

Routine Guidance Securities
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SEC Grants Vestwell Securities Relief from Annual Audit Filing

The SEC's Division of Trading and Markets will not recommend enforcement action against Vestwell Securities, LLC if it does not file its 2025 audited annual financial statements. This relief is granted based on specific representations made by the firm regarding its operational status and plans.

Routine Enforcement Securities
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SEC No-Action Relief for Cboe BYX Exchange Rule Modification

The SEC's Division of Trading and Markets has issued no-action relief to Cboe BYX Exchange regarding modifications to its Retail Price Improvement Program. This relief extends to the program's expansion to include securities priced below $1.00, ensuring continued no-action stance on Rule 602 of Regulation NMS.

Routine Guidance Securities
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SEC No-Action Letter for Raymond James Capital Balance Funds

The SEC's Division of Trading and Markets issued a no-action letter to Raymond James & Associates, Inc. (RJA) regarding Rule 17a-13. The letter states the staff will not recommend enforcement action if RJA reconciles capital balance funds according to specified conditions, addressing unique reporting for these alternative investments.

Routine Guidance Securities
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SEC Grants SAP Financial Statement Filing for Life Insurers

The SEC's Chief Accountant's Office granted a request from American General Life Insurance Company and two affiliates to file financial statements prepared under statutory accounting principles (SAP) instead of GAAP for certain annuity contracts on Form S-1 registration statements. This permission is specific to the described non-variable annuity contracts and requires notification for future filings.

Routine Guidance Securities

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