Searching in Securities Regulation · Search everything

Clear filters

11 changes Routine, last 7 days

4h ago ASIC Media Releases
Favicon for asic.gov.au

Capital Mining Limited Directors' Charges Discontinued

The Office of the Director of Public Prosecutions (Cth) has discontinued charges against former Capital Mining Limited directors Peter Dykes, Anthony Dunlop, and Peter Torney. ASIC considers the matter finalised following this decision.

Routine Enforcement Criminal Justice
4h ago Consob News & Press
Favicon for www.consob.it

Chiara Mosca Appointed Interim Consob President

Chiara Mosca has been appointed interim President of Consob, the Italian securities regulator, effective March 9, 2026. She assumes the role following the conclusion of Paolo Savona's seven-year mandate. Mosca, a Commissioner since 2021, will serve until a new President is appointed.

Routine Notice Financial Services
Favicon for efts.sec.gov

loanDepot Announces 2025 Year-End and Q4 Financial Results

loanDepot, Inc. announced its year-end and fourth quarter 2025 financial results, reporting increased revenue and a reduced net loss for the full year. The company highlighted a significant increase in loan origination volume and market share growth in the fourth quarter.

Routine Notice Financial Services
Favicon for efts.sec.gov

Ardent Health Reports Q4 2025 Results

Ardent Health, Inc. announced its fourth quarter and full-year 2025 financial results, reporting $1.61 billion in revenue for the quarter and $6.32 billion for the year. The company also issued its guidance for full-year 2026, projecting total revenue between $6.4 billion and $6.7 billion.

Routine Notice Healthcare
Favicon for efts.sec.gov

loanDepot 4Q 2025 Investor Presentation

loanDepot has filed its 4Q 2025 Investor Presentation with the SEC. The document details the company's financial and operational performance, including origination volumes, revenue, expenses, and liquidity. It also outlines the company's strategy and market opportunity in the residential real estate sector.

Routine Notice Financial Services
Favicon for efts.sec.gov

Stryker Corp 8-K Filing

Stryker Corporation has filed an 8-K form with the Securities and Exchange Commission (SEC). This filing provides information regarding significant events that shareholders should be aware of, as required by SEC regulations for public companies.

Routine Notice Securities
Favicon for efts.sec.gov

Stryker Corp 8-K Filing

Stryker Corporation filed an 8-K with the SEC on March 12, 2026. This filing provides information regarding material events or corporate changes. As an 8-K filing, it is a standard disclosure for public companies.

Routine Notice Corporate Governance
Favicon for www.sec.gov

SEC Municipal Advisors Risk Alert and Examination Guidance

The SEC's Division of Examinations has published a Risk Alert to assist municipal advisors in understanding the examination process. The alert details potential areas of focus, selection criteria for examinations, and initial document requests.

Routine Guidance Securities
Favicon for www.sec.gov

SEC Risk Alert on Investment Company Core Areas Review

The SEC's Division of Examinations has published a Risk Alert detailing typical document requests and examination observations for registered investment companies. The alert aims to help funds and their advisers enhance their compliance programs and practices by highlighting key review areas such as compliance programs, disclosures, and governance.

Routine Guidance Securities
6d ago SEC Press Releases
Favicon for www.sec.gov

SEC Hosts Roundtable on Options Market Structure Reform

The SEC announced it will host a roundtable on April 16, 2026, to discuss listed options market structure. The event aims to foster dialogue on competition, customer experience, and growth opportunities in the options market. Public comments are being accepted.

Routine Notice Securities

Showing 1–10 of 11 changes

1 2

Get alerts for ""

We'll email you when new changes match this search.

Free. Unsubscribe anytime.