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2 changes Urgent, last 7 days
SFC Enforcement: Retail Trader Sentenced for False Trading
The Securities and Futures Commission (SFC) announced that a retail trader has been sentenced in a false trading case. This action highlights the SFC's commitment to maintaining market integrity and deterring manipulative trading practices.
Urgent
Enforcement
Securities
SFC Bans Andy Lau Ka Ho for Life
The Securities and Futures Commission (SFC) has banned Andy Lau Ka Ho from the industry for life following findings of misconduct. This action stems from his involvement in the IPO of a company where he acted as a sponsor.
Urgent
Enforcement
Financial Services
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