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4 changes Routine, last 7 days
SEC Delays Action on Cboe BZX Exchange Rule Change for Opening Auction
The Securities and Exchange Commission (SEC) has extended the period for reviewing a proposed rule change by Cboe BZX Exchange, Inc. This rule change aims to amend the opening auction process to delay execution under certain market conditions. The SEC is delaying its decision to allow for further review.
Cboe BZX Exchange Rule 14.12 Approval Order
The Securities and Exchange Commission has approved a proposed rule change by Cboe BZX Exchange, Inc. to amend Exchange Rule 14.12. This notice details the approval of the proposed rule change, which affects exchange operations and member conduct.
Paxos Securities Settlement Company LLC - Clearing Agency Registration Amendment
The Securities and Exchange Commission (SEC) has published a notice regarding an amendment filed by Paxos Securities Settlement Company, LLC to its application for registration as a clearing agency. This filing is made under Section 17A of the Securities Exchange Act of 1934.
SEC Sunshine Act Meetings Notice
The Securities and Exchange Commission (SEC) has issued a notice regarding upcoming Sunshine Act meetings. This notice provides details on the date, time, and location of these meetings, as well as the matters to be considered.
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