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SEC Proposes Extension of Information Collection for Going Private Transactions

The SEC has submitted a request to the Office of Management and Budget (OMB) for the extension of an existing information collection (OMB Control No. 3235-0007) related to Rule 13e-3 and Schedule 13E-3 concerning going private transactions. The agency is also requesting that this collection be designated as a 'common form'.

SEC Commission Orders and Notices

The SEC has published various commission orders and notices for March 2026, including applications for registration as a clearing agency, adjustments to transaction fee rates, and whistleblower award claims. These notices provide information on ongoing regulatory processes and decisions.

SEC Investment Company Act Deregistration Notices and Orders

The SEC has published notices and orders related to the deregistration of several investment companies under the Investment Company Act of 1940. These notices, dated February 27, 2026, provide details on applications for deregistration filed by various funds.

SEC Investment Company Act Notices and Orders

The SEC has published a list of recent notices and orders related to the Investment Company Act of 1940. These documents provide specific approvals and information for various investment companies and their transactions.

SEC Investment Advisers Act Exemptions, Notices, and Orders

The SEC has issued notices and orders granting exemptions under the Investment Advisers Act of 1940. These notices pertain to specific applications filed by investment advisers, such as Parametric Portfolio Associates LLC and True Venture Management, L.L.C., for exemptions from certain rules.

SEC Exchange Act Exemptive Orders and Notices

The SEC has issued several exemptive orders and notices related to the Securities Exchange Act of 1934. These documents provide exemptions from specific rules for various entities, including foreign private issuers and exchanges, and some are accompanied by requests for public comment.

SEC Commissioner Atkins on SEC-CFTC Regulatory Harmony

SEC Commissioner Paul S. Atkins delivered a speech on March 10, 2026, discussing the importance of regulatory harmony between the SEC and CFTC. The speech highlighted how regulatory friction increases costs and reduces liquidity, advocating for a more coherent approach to benefit American investors and businesses.

SEC Chairman Remarks on Disclosure, Tokenization, and Innovation

SEC Chairman Paul Atkins discussed potential regulatory approaches to disclosure burdens, corporate governance, and the tokenization of securities. He indicated the Commission may consider an innovation exemption for trading certain tokenized securities.

SEC Commissioner Peirce Discusses Disclosure, Proxy Voting, and Tokenization

SEC Commissioner Hester M. Peirce delivered remarks at the Investor Advisory Committee meeting on March 12, 2026. She discussed public company disclosure reform, the challenges funds face in obtaining quorum for proxy votes, and the implications of tokenization.

SEC Commissioner Uyeda Remarks on Disclosure, Proxy Voting, and Tokenization

SEC Commissioner Mark T. Uyeda delivered remarks on March 12, 2026, discussing ongoing reviews of Regulation S-K disclosure requirements and challenges in fund proxy voting. The speech also touched upon the potential impact of tokenization on equity securities and the need for regulatory evolution.