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SEC HFIA Act FAQs on Foreign Issuer Obligations
The SEC's Division of Corporation Finance released Frequently Asked Questions (FAQs) regarding the Holding Foreign Insiders Accountable Act (HFIA Act). These FAQs clarify obligations for foreign private issuers and their directors/officers concerning Section 16(a) filings, with a key deadline of March 18, 2026.
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FAQ
Securities
SEC Division of Investment Management Frequently Asked Questions
The SEC's Division of Investment Management has published an updated list of Frequently Asked Questions (FAQs) addressing various topics relevant to investment advisers and companies. These FAQs provide staff interpretations and do not create new legal obligations.
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FAQ
Securities
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