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SEC - Archer-Daniels-Midland Co. Waiver Request for Ineligible Issuer Status

The SEC is considering a waiver request from Archer-Daniels-Midland Co. (ADM) to maintain its Well-Known Seasoned Issuer (WKSI) status, despite a recent settlement for violations of securities laws. ADM seeks to avoid being classified as an 'ineligible issuer' for three years following the settlement.

SEC Grants Vestwell Securities Relief from Annual Audit Filing

The SEC's Division of Trading and Markets will not recommend enforcement action against Vestwell Securities, LLC if it does not file its 2025 audited annual financial statements. This relief is granted based on specific representations made by the firm regarding its operational status and plans.

SEC Opinion on Electropremium Stop Order Proceeding

The SEC issued an opinion suspending the effectiveness of Electropremium's registration statement due to material deficiencies. The company failed to include required financial statements and made misleading statements about asset valuation. This action suspends the registration statement's effectiveness.

SEC Institutes Administrative Proceedings Against Crest Radius, Inc.

The SEC has instituted administrative proceedings against Crest Radius, Inc. for alleged misrepresentations in its registration statement and failure to cooperate with an examination. The company is accused of misrepresenting revenues through roundtrip transactions and failing to provide requested financial documents.

SEC Institutes Administrative Proceedings Against American CryptoFed DAO LLC

The SEC has instituted administrative proceedings against American CryptoFed DAO LLC for alleged material omissions and misstatements in its registration statement for Ducat and Locke tokens. The proceedings aim to determine if the registration should be denied or its effective date suspended.

SEC Institutes Administrative Proceedings Against Digi Outdoor Media

The SEC has instituted administrative proceedings against Digi Outdoor Media, Inc. concerning its 2015 registration statement. The company has submitted an Offer of Settlement, admitting jurisdiction and consenting to the proceedings, which stem from allegations of misappropriating investor funds and making materially false statements.

SEC Corrected Order for Horizon Thread Administrative Proceeding

The SEC issued a corrected order for an administrative proceeding against Horizon Thread (PTY) Ltd. The proceeding, instituted under Section 8(d) of the Securities Act of 1933, addresses alleged material misstatements and omissions in Horizon's registration statement for 1,000,000 common shares.

SEC Suspends Trading of Magnitude International Ltd

The SEC has suspended trading of Magnitude International Ltd (MAGH) securities for a two-week period due to concerns of potential market manipulation via social media recommendations. The suspension is effective December 5, 2025, through December 18, 2025.

SEC Suspends Trading of Charming Medical Limited Securities

The SEC has suspended trading of Charming Medical Limited (MCTA) securities for two weeks due to concerns of potential manipulation through social media recommendations. The suspension aims to protect investors from artificially inflated prices and trading volumes.

SEC Suspends JM Group Limited Trading Due to Manipulation

The SEC has suspended trading in JM Group Limited securities due to potential market manipulation. The suspension is in effect for two weeks, from January 15 to January 29, 2026, to protect investors.