Estate of Ian David Lockhart v. Sheriff James Van Beek - Lawsuit Dismissal Denied
Summary
The U.S. District Court for the District of Colorado denied a motion to dismiss in a lawsuit filed by the estate of an inmate who died by suicide. The lawsuit names the Eagle County Sheriff's Office and a behavioral health provider as defendants. The court's order allows the case to proceed.
What changed
The U.S. District Court for the District of Colorado has denied a motion to dismiss filed by defendants Behavioral Health Crisis Services, Inc., and several individuals, in the case Estate of Ian David Lockhart v. Sheriff James Van Beek, et al. (Docket No. 1:24-cv-00991). The lawsuit concerns the suicide of an inmate and alleges negligence on the part of the sheriff's office and the behavioral health provider. The court's decision means the case will proceed to further litigation.
This ruling is significant for law enforcement agencies and contracted mental health service providers, indicating that claims related to inmate suicide and alleged failures in care or supervision can survive initial dismissal attempts. Compliance officers should review their policies and procedures regarding inmate mental health assessments, crisis intervention, and communication between jail staff and external healthcare providers. While no specific compliance deadline is mentioned, the progression of this case suggests a heightened risk of litigation for similar circumstances, necessitating a proactive review of risk management protocols.
What to do next
- Review policies for inmate mental health assessments and crisis intervention.
- Evaluate communication protocols between law enforcement and contracted behavioral health services.
- Assess risk management strategies related to inmate welfare and suicide prevention.
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March 5, 2026 Get Citation Alerts Download PDF Add Note
Estate of Ian David Lockhart, by and through its personal representative, David Lockhart, and David Lockhart, individually v. Sheriff James Van Beek, in his official and individual capacities, Captain Gregory Van Wyk, in his official and individual capacities, Deputy Anthony Valdez, in his individual capacity, Deputy Andrew Vigil, in his individual capacity, Eagle County Sheriff’s Office, Behavioral Health Crisis Services, Inc. d/b/a Your Hope Center, Teresa Haynes, in her individual capacity, Taylor Walker, in her individual capacity, Vicky Bibler, in her individual capacity, Cathy Schneider, in her individual capacity, Stacie Freudenberg, in her individual capacity, and Jennifer Kim, in her individual capacity
District Court, D. Colorado
- Citations: None known
- Docket Number: 1:24-cv-00991
Precedential Status: Unknown Status
Trial Court Document
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Judge Philip A. Brimmer
Civil Action No. 24-cv-00991-PAB-TPO
ESTATE OF IAN DAVID LOCKHART, by and through its personal representative,
DAVID LOCKHART, and
DAVID LOCKHART, individually,
Plaintiffs,
v.
SHERIFF JAMES VAN BEEK, in his official and individual capacities,
CAPTAIN GREGORY VAN WYK, in his official and individual capacities,
DEPUTY ANTHONY VALDEZ, in his individual capacity,
DEPUTY ANDREW VIGIL, in his individual capacity,
EAGLE COUNTY SHERIFF’S OFFICE,
BEHAVIORAL HEALTH CRISIS SERVICES, INC. d/b/a Your Hope Center,
TERESA HAYNES, in her individual capacity,
TAYLOR WALKER, in her individual capacity,
VICKY BIBLER, in her individual capacity,
CATHY SCHNEIDER, in her individual capacity,
STACIE FREUDENBERG, in her individual capacity, and
JENNIFER KIM, in her individual capacity,
Defendants.
ORDER
This matter comes before the Court on Defendants Behavioral Health Crisis
Services, Inc., Vicky Bibler, Cathy Schneider, Stacie Freudenberg, Teresa Haynes,
Jennifer Kim, and Taylor Walker’s Motion to Dismiss [Docket No. 115]. Defendants
Behavioral Health Crisis Services, Inc. (“Your Hope Center”), Vicky Bibler, Cathy
Schneider, Stacie Freudenberg, Teresa Haynes, Jennifer Kim, and Taylor Walker
(collectively, the “moving defendants”) seek to dismiss, pursuant to Federal Rule of Civil
Procedure 12(b)(6), plaintiffs’ deliberate indifference and negligence claims against
them. Docket No. 115 at 1. Plaintiffs, David Lockhart and the Estate of Ian David
Lockhart filed a response. Docket No. 119. The moving defendants filed a reply.
Docket No. 120. The Court has jurisdiction pursuant to 28 U.S.C. § 1331 and 28 U.S.C.
§ 1367.
I. BACKGROUND1
This case arises out of the suicide of Ian David Lockhart (“decedent”) while in
pretrial detention at the Eagle County Detention Facility (“Detention Facility”) in Eagle
County, Colorado on April 13, 2023. Docket No. 88 at 2, ¶¶ 1-3. The Detention Facility
is run by the Eagle County Sheriff’s Department (the “ECSO”). Id. at 5, ¶ 19. The
plaintiffs are the estate of Ian David Lockhart, as represented by decedent’s father and
personal representative, David Lockhart (the “estate”), and David Lockhart on his own
behalf. Id. at 3-4, ¶¶ 9-10. The defendants are Sheriff James Van Beek, the Sheriff of
Eagle County; Captain Gregory Van Wyk, the ECSO officer in charge of the Detention
Facility; ECSO Undersheriff Dan Loya; ECSO Deputies Anthony Valdez and Andrew
Vigil; the ECSO itself;2 Your Hope Center, a mental health provider working with the
Detention Facility; Vicky Bibler, a licensed clinical social worker at Your Hope Center;
Cathy Schneider, a licensed clinical social worker at Your Hope Center; Stacie
Freudenberg a licensed psychologist at Your Hope Center; Teresa Haynes, a licensed
psychologist and licensed professional counselor at Your Hope Center; Jennifer Kim, a
1 The facts below are taken from plaintiffs’ third amended complaint, Docket No.
88, and are presumed to be true, unless otherwise noted, for purposes of ruling on
defendants’ motion to dismiss.
2 While the ECSO is listed in the caption of the complaint, Docket No. 88 at 1, no
counts within the complaint are specifically directed at the ECSO.
licensed professional counsel at Your Hope Center; and Taylor Walker, a licensed
professional counsel at Your Hope Center. Id. at 1, 4-6.
Decedent’s first alleged interaction with law enforcement occurred on January
15, 2023, when ECSO deputies detained him for making suicidal statements. Id. at 8,
¶¶ 33-38. Members of the Eagle County Paramedic Services (“Paramedic Services”)
assessed decedent and transported him to Vail Health. Id., ¶¶ 36-38. The next day,
Vail Health had decedent transferred to Centennial Peaks Hospital, a behavioral health
hospital, on an M1 Psychiatric Hold.3 Id. at 9, ¶¶ 41-44. Centennial Peaks discharged
decedent on January 20, 2023 after diagnosing him with major depressive disorder and
prescribing him several medications. Id. at 10, ¶¶ 45-46.
On January 30, 2023, officers from the Avon Police Department (“APD”)
responded to a disturbance call regarding decedent. Id., ¶ 47. APD placed decedent
into custody and outfitted him with a helmet to protect him from self-harm. Id., ¶ 48.
APD Officer Corey S. Baldwin transported decedent to the Detention Facility; during the
drive to the Detention Facility, decedent repeatedly stated his intention to commit
suicide. Id., ¶¶ 49-50. At the Detention Facility, ECSO employees initiated protocols for
a suicidal detainee, and Officer Baldwin completed an intake form noting that decedent
was suicidal. Id. at 10-11, ¶¶ 51-53.
On February 4, 2023, APD was again called to a disturbance involving decedent. Id. at 11, ¶ 55. APD Officer Jonathan P. Lovins arrested decedent and transported him
to Vail Health; during the drive to Vail Health, decedent stated that he wanted the police
3 Colo. Rev. Stat. § 27-65-101 provides for an M1 Psychiatric Hold when an
individual is deemed to be in imminent danger of harming himself or others. Docket No.
88 at 9, ¶ 42.
to kill him. Id. at 11-12, ¶¶ 56-60. After an initial assessment at Vail Health, which
involved several more statements by decedent regarding his desire for the police to kill
him, a Vail police officer transported decedent to the Detention Facility. Id. at 11-12,
¶¶ 59-65. Upon arrival at the Detention Facility, Cathy Schneider performed a “Crisis
Jail Initial Evaluation” of decedent and learned of his desire either to kill himself or to be
killed by a police officer. Id. at 12-13, ¶¶ 67-72. Ms. Schneider found that decedent met
the criteria for an M1 Psychiatric Hold, and decedent was placed on that hold. Id. at 13,
¶ 75. Paramedic Services then transported decedent back to Vail Health. Id., ¶ 76.
The next day, February 5, 2023, a mental-health provider at Vail Health assessed
decedent. Id. at 14-15, ¶¶ 82-86. On February 6, 2023, Paramedic Services
transported decedent to Centennial Peaks. Id. at 15, ¶ 87. Mental-health providers at
Centennial Peaks assessed decedent and admitted him to the hospital. Id. at 16-17,
¶¶ 91, 95. After treating decedent, Centennial Peaks released him into police custody
on February 10, 2023. Id. at 17, ¶ 98.
On April 6, 2023, Sergeant Balmore Herrera of the APD responded to a
disturbance call involving decedent. Id., ¶ 99. Sergeant Herrera arrested decedent and
transported him to the Detention Facility. Id., ¶ 100. According to the complaint,
Sergeant Herrera wrote the following regarding his interactions with decedent:
As we were escorting Ian down the stairs, he began yelling at his father, that he
was going to kill himself and that he would be responsible, he told his happy[sic]
that he hoped he would be happy knowing that Ian killed himself because of him.
Ian was verbally abusive towards me, he stated he wanted to go to the hospital, I
asked him why, he stated that he wanted to kill himself and preferred to be at the
hospital instead of the jail. I advised Ian that I would notify the jail deputies of his
statement, and I would ensure that he had the ability to speak with someone who
could help him. Ian stated he didn’t want to speak to the hope center, I explained
to Ian that the jail would be able to provide him with resources. During the
transport to the Jail, Ian’s demeanor would change from crying, kicking the cage
and at times hitting his head on the side plexi-glass. Every time I observed Ian
hit his head, I would ask him not to do it, he would immediately stop. He did this
several times, but complied every time I asked him to stop. Ian continually
repeated that he was going to kill himself once he got to the jail, that it was easy
for him to hang himself and that I would be responsible for his death.
Once at the jail, Ian refused to exit the car, I unbuckled the prisoner
restraint, Ian kept trying to hit his head. I assisted Ian out of the vehicle, cradling
his head with my arm to ensure he wouldn’t hit me or try to otherwise hurt
himself. Once Ian was out of the vehicle, I transitioned to an escort hold and
escorted Ian into the holding area of the jail. Ian would refuse to sit down, I
applied direct pressure above his hip near his abdomen to assist him into a
sitting position, I did not want Ian ambulatory to prevent Ian from injuring himself.
I secured Ian to the bench by utilizing one of the restraint loops and a second set
of handcuffs. Ian continued his verbal aggression towards me, the jail deputies
exited and attempted to de-escalate Ian, he did not listen and continually made
suicidal statements to them. I filled out the pre-booking questionnaire, one of the
questions was regarding suicidal statements made by the arrestee, I checked
yes on that portion of the form and advised Jail Deputies that Ian had threatened
to hang himself once inside the jail. I was advised by the Jail Deputies that they
would take note of that, and that Ian also made similar statements to them. I
transferred custody of Ian to the ECSO Jail Deputies. Id. at 17-18, ¶ 101.
Once at the Detention Facility, decedent was “wrapped and fogged,” a process
that involves being dressed in a mesh outfit, placed in a restraint chair, and sprayed
with pepper spray. Id. at 19, ¶ 103. ECSO officials also placed decedent into the jail’s
STEP monitoring system for inmates at risk of committing suicide. Id., ¶ 109. Initially,
decedent was at the STEP 1 level, which meant that decedent’s cell was without any
items that he might be able to use as a ligature, and deputies were required to check on
decedent every 15 minutes. Id., ¶¶ 110-112. During this time, Deputy Vigil observed
decedent kicking his cell and smearing feces on the wall, and both Deputies Vigil and
Valdez heard decedent making suicidal statements. Id. at 20, ¶¶ 116-120.
Mental-health assessments for decedent also began on April 6. Id. at 21,
¶¶ 121-123. Dr. Haynes and Ms. Walker from Your Hope Center assessed decedent
that day and heard his suicidal statements and observed his behaviors. Id. at 21, 50,
¶¶ 123, 277-78. After the evaluation, Dr. Haynes, the clinical director of Your Hope
Center, recommended to Captain Van Wyk that decedent be hospitalized so that he
could receive a higher level of care. Id. at 22, ¶¶ 125-28. Captain Van Wyk rejected
that recommendation. Id., ¶ 128.
An evaluation by Ms. Bibler on April 7, 2023 found that decedent was still
suicidal. Id. at 22, 50-51, ¶¶ 130, 279. An evaluation by Ms. Schneider and Ms. Kim on
April 8, 2023 found that decedent was flat and agitated and that, while he denied safety
concerns, he stated that there would be problems if he remained in a cell alone. Id. at
23, 51, ¶¶ 132, 280-81. On April 8, 2023 decedent moved to STEP 2, at which point he
received a normal mattress, bedding, and clothes, and deputies were to check on him
every 30 minutes. Id. at 23, ¶ 133. On April 10, ECSO deputies again “fogged”
decedent. Id., ¶ 135. Your Hope Center evaluated decedent that day and found that
decedent was struggling with the STEP program and that he was thinking about his
sister who had died recently. Id., ¶ 136.4 On April 10, 2023 decedent moved to STEP
3, where he received some personal items, but was still to be checked on every 30
minutes. Id., ¶ 137. Decedent remained in a solitary cell, with a video camera
monitoring every part of the cell except for the toilet. Id., ¶ 138.
On April 11, 2023 ECSO Deputy Kyle DeVries wrote a staff-wide email to the
Detention Facility staff saying that decedent had stated that he wanted to die and that
he would tell Your Hope Center staff whatever they wanted to hear in order to “get out
4 The complaint does not state which employee from Your Hope Center
performed this evaluation.
of holding.” Id. at 24, ¶¶ 139-41. Deputy Anthony Valdez, who worked at the Detention
Facility, received this email and relayed its contents to Ms. Freudenberg on April 12,
2023 before she conducted her assessment of decedent. Id. at 24, 26, 51, ¶¶ 141-43,
155, 283.
On April 12, 2023 at 1:39 p.m., the video camera in decedent’s cell recorded him
fashioning his bedsheet into a noose, putting it around his neck, adjusting it, and then
hiding the noose under his blanket. Id. at 25, ¶ 148. The video shows him tinkering
with the noose again at 1:50 p.m. and 2:02 p.m. Id., ¶¶ 149-150. Between 2:20 p.m.
and 3:30 p.m., Ms. Freudenberg evaluated decedent and learned that, while decedent
denied suicidal ideations, he had contemplated writing a suicide note the day before. Id. at 25, 51, ¶¶ 151-52, 283. Decedent told Ms. Freudenberg that he believed he
needed to be treated by Centennial Peaks again; Ms. Freudenberg responded that a
transfer to Centennial Peaks was not possible. Id. at 26, ¶¶ 153-54.
A deputy checked decedent’s cell at 5:12 p.m. Id., ¶ 157. While the deputy
looked under decedent’s mattress and touched his pillow, the deputy failed to discover
the noose. Id. Shortly thereafter, the camera again recoded decedent checking the
noose. Id., ¶ 158.
On April 13, 2023 at 12:40 p.m., the camera recorded decedent looking out of his
cell door, retrieving the noose, placing the sheet over the cell door, climbing up on the
sink, placing the noose around his neck, and stepping off the sink. Id. at 27, ¶ 164.
Plaintiffs allege that the camera recorded decedent hanging by the noose attached to
the cell door for 15 minutes. Id., ¶ 165. At 12:55 p.m. Deputies Vigil and Valdez
opened the door to decedent’s cell, causing decedent to fall, and dragged him out of the
room. Id., ¶ 166. Paramedic Services arrived at the jail and transported decedent to
Vail Health, where he was pronounced dead. Id., ¶ 167.
Plaintiffs allege that the Your Hope Center-employee defendants were
“intervening professionals” within the meaning of Colo. Rev. Stat. § 27-65-105 (1)(a) with
the power to order a 72-hour mental health hold and cause decedent to be transported
to an appropriate mental health facility. Id. at 52, ¶ 287. None of the Your Hope Center
employees elected to place decedent on a mental health hold and have him transported
to a mental health facility. Id. at 53, ¶ 292.
II. LEGAL STANDARD
To survive a motion to dismiss under Rule 12(b)(6) of the Federal Rules of Civil
Procedure, a complaint must allege enough factual matter that, taken as true, makes
the plaintiff’s “claim to relief . . . plausible on its face.” Khalik v. United Air Lines, 671
F.3d 1188, 1190 (10th Cir. 2012) (citing Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). “The ‘plausibility’ standard requires that relief must plausibly follow from the
facts alleged, not that the facts themselves be plausible.” RE/MAX, LLC v. Quicken
Loans Inc., 295 F. Supp. 3d 1163, 1168 (D. Colo. 2018) (citing Bryson v. Gonzales, 534
F.3d 1282, 1286 (10th Cir. 2008)). Generally, “[s]pecific facts are not necessary; the
statement need only ‘give the defendant fair notice of what the claim is and the grounds
upon which it rests.’” Erickson v. Pardus, 551 U.S. 89, 93 (2007) (per curiam) (quoting
Twombly, 550 U.S. at 555) (alterations omitted). A court, however, does not need to
accept conclusory allegations. See, e.g., Hackford v. Babbit, 14 F.3d 1457, 1465 (10th
Cir. 1994) (“we are not bound by conclusory allegations, unwarranted inferences, or
legal conclusions.”).
“[W]here the well-pleaded facts do not permit the court to infer more than the
mere possibility of misconduct, the complaint has alleged – but it has not shown – that
the pleader is entitled to relief.” Ashcroft v. Iqbal, 556 U.S. 662, 679 (2009) (quotations
and alterations omitted); see also Khalik, 671 F.3d at 1190 (“A plaintiff must nudge [his]
claims across the line from conceivable to plausible in order to survive a motion to
dismiss.” (quoting Twombly, 550 U.S. at 570)). If a complaint’s allegations are “so
general that they encompass a wide swath of conduct, much of it innocent,” then
plaintiff has not stated a plausible claim. Khalik, 671 F.3d at 1191 (quotations omitted).
Thus, even though modern rules of pleading are somewhat forgiving, “a complaint still
must contain either direct or inferential allegations respecting all the material elements
necessary to sustain a recovery under some viable legal theory.” Bryson, 534 F.3d at
1286 (alterations omitted).
III. ANALYSIS
Plaintiffs allege, under 42 U.S.C. § 1983, one count of deliberate indifference in
violation of decedent’s Eight and Fourteenth Amendment rights against the moving
defendants. Docket No. 88 at 49-54. Plaintiffs also allege a negligence claim against
the moving defendants. Id. at 54-56.
A. Deliberate Indifference
An Eighth Amendment claim of deliberate indifference to an inmate’s serious
medical needs involves “a two-pronged inquiry, comprised of an objective component
and a subjective component.” Self v. Crum, 439 F.3d 1227, 1230 (10th Cir. 2006).
“Under the objective inquiry, the alleged deprivation must be sufficiently serious to
constitute a deprivation of constitutional dimension.” Id. (internal quotations and
citation omitted). An objectively serious medical need or condition is “one that has been
diagnosed by a physician as mandating treatment or one that is so obvious that even a
lay person would easily recognize the necessity for a doctor's attention.” Riddle v.
Mondragon, 83 F.3d 1197, 1202 (10th Cir. 1996) (citations omitted). Where a plaintiff is
alleging a delay in medical care, she must show that the alleged delay resulted in
substantial harm. Sealock v. Colo., 218 F.3d 1205, 1210 (10th Cir. 2000).
Under the subjective inquiry, the plaintiff must establish that the medical
professional “knows of and disregards an excessive risk to inmate health or safety.”
Lucas v. Turn Key Health Clinics, LLC, 58 F.4th 1127, 1137 (10th Cir. 2023) (quoting
Farmer v. Brennan, 511 U.S. 825, 837 (1994)). A medical professional “disregards risk
when [she] fails to take reasonable measures to abate the risk.” Id. The plaintiff can
satisfy the subjective inquiry by showing that the medical professional either (1) failed to
properly treat a serious medical condition or that she (2) prevented the plaintiff “from
receiving treatment or denie[d] access to someone capable of evaluating the inmate’s
need for treatment.” Id. The first theory is known as the “failure to properly treat
theory,” and the second theory is known as the “gatekeeper theory.” Id. Under the
failure to properly treat theory, the question is “whether there was a functional denial of
care at the time the need for treatment obviously arose.” Id. at 1138. The gatekeeper
theory applies where the medical professional “knows that his or her role in a medical
emergency is solely to refer the patient to another.” Id. at 1137. Under the gatekeeper
theory, a medical professional “may be held liable under the deliberate indifference
standard if she ‘delays or refuses to fulfill that gatekeeper role.’” Mata v. Saiz, 427 F.3d
745, 751 (10th Cir. 2005) (quoting Sealock, 218 F.3d at 1211). “Even a brief delay in
treatment can be unconstitutional.” Lucas, 58 F.4th at 1137. A medical professional
can be held liable under both theories where her role “involves treating the patient while
simultaneously considering the need for referral to someone with more specialized
training at the same time.” Id. at 1143.
The Court understands plaintiffs to allege deliberate indifference against the
moving defendants under a gatekeeper theory because the only deficiency in care that
plaintiffs identify is that none of the moving defendants placed decedent on an M1 hold
and transferred him from the Detention Facility to a mental health facility. See generally
Docket No. 88 at 52-54, ¶¶ 285-298. The Court does not read the complaint to allege
any “functional denial of care at the time the need for treatment obviously arose.”5
Lucas, 58 F.4th at 1138. Instead, the allegations reflect that various of the moving
defendants continued to meet with and evaluate decedent during his time in the
Detention Facility. See Docket No. 88 at 50-51, ¶¶ 276-283. Moreover, although the
complaint asserts that decedent had been moved from the more-restrictive STEP 1 of
the Detention Facility suicide-watch protocol to the less-protective STEP 2 and STEP 3
levels, id. at 23, ¶¶ 133, 137, it does not allege that the moving defendants directed
those changes and it does not allege that any of the moving defendants tried to remove
decedent from the suicide-watch protocol. The complaint also alleges that none of the
moving defendants took any action “with respect to” the videos of decedent fashioning a
noose. Id. at 26, ¶ 159. But the complaint does not allege that any of the moving
5 Plaintiffs state in their opposition brief, Docket No. 119 at 5, that “defendant
Schneider moved Decedent from STEP 1 to STEP 2,” and later “Defendant Schneider
moved Decedent from STEP 2 to STEP 3,” citing the amended complaint, Docket No.
88 at 23, ¶ 137. However, paragraphs 133 and 137 of the complaint do not mention
Ms. Schneider and do not mention the moving defendants at all.
defendants actually saw such videos, much less that they failed to take action upon
seeing the videos.6
The Court finds no allegations sufficient to support a claim that the moving
defendants acted with deliberate indifference pursuant to a gatekeeper theory. On April
6, 2023, Dr. Haynes met with Captain Van Wyk and informed him that she believed
decedent required a higher level of mental health care and recommended that decedent
be hospitalized. Id. at 22, ¶¶ 126-127. Captain Van Wyk denied the request, indicating
that the Detention Facility could take care of decedent and that hospitalization was not a
viable option. Id., ¶ 128.
Plaintiffs make no allegations that the moving defendants had any ability to
override the decision of the Detention Facility and somehow unilaterally extricate the
decedent from custody to take him to a hospital. Plaintiffs, however, argue that the
moving defendants acted with deliberate indifference because they did not “escalate the
concern, advocate more forcefully, or refuse to provide care in an environment they
deemed unsafe for a suicidal patient.” Docket No. 119 at 10. Plaintiffs do not cite any
authority in support of the proposition that a gatekeeper’s role in this situation must go
beyond making recommendations to the Detention Facility, and must instead involve
more forceful advocacy or a work stoppage. The Court has not identified any such
support for plaintiffs’ theory.
6 Plaintiffs argue that the ability of the moving defendants to have overridden the
Detention Facility’s refusal to hospitalize the decedent, their ability to watch the cell
videos, and their ability to unilaterally transport the decedent to a hospital raise factual
issues that justify the denial of the motion to dismiss. Docket No. 119 at 10, 12-14.
However, plaintiffs’ failure to allege that the moving defendants had the ability to do any
of these things does not raise factual issues, but rather is a pleading deficiency.
Plaintiffs assert that the moving defendants’ deliberate indifference is based on
their failure to order an M1 Psychiatric Hold pursuant to Colo. Rev. Stat. § 27-65 -
106(1)(a)(II). See Docket No. 88 at 53, ¶ 292. As the moving defendants note, see
Docket No. 115 at 8-10, the mere violation of a state statute is not a basis for a Section
1983 claim. See Marshall v. Columbia Lea Reg'l Hosp., 345 F.3d 1157, 1164 (10th Cir.
2003) (“A violation of state law cannot give rise to a claim under section 1983.”).
Plaintiffs respond that they cite Colo. Rev. Stat. § 27-65-106 (1)(a)(II) not to create a
basis for their Section 1983 claim, but as something that shows the moving defendants
faced a grave situation and had a “heightened professional responsibility.” Docket No.
119 at 11-12. But the question for the subjective prong of the deliberate indifference
inquiry that is most relevant here is whether the moving defendants disregarded “an
excessive risk to inmate health or safety.” Lucas, 58 F.4th at 1137. The complaint
alleges that the moving defendants sought a higher level of care for decedent and that
Captain Van Wyk denied that request. Docket No. 88 at 22, ¶¶ 125-128. The gravity of
the situation and any “heightened professional responsibility” that may have existed do
not change the fact that, according to the complaint, the moving defendants did not
disregard an excessive risk to inmate safety but instead tried to address that risk by
requesting a higher level of care from the officials who controlled decedent’s custody.
The Court will dismiss without prejudice plaintiffs’ deliberate indifference claim against
the moving defendants.7
7 The moving defendants argue that plaintiffs failed to plead the objective prong
of a deliberate indifference claim. Docket No. 115 at 7. The Court does not reach this
argument because it finds that plaintiffs’ claim fails at the subjective prong.
B. Negligence
In order to assert a prima facie case for negligence under Colorado law, a
plaintiff must allege 1) the existence of a legal duty to the plaintiff, 2) defendants
breached that duty, 3) the plaintiff was injured, and 4) defendants’ breach of duty
caused the injury. Raleigh v. Performance Plumbing & Heating, 130 P.3d 1011, 1015 (Colo. 2006). The moving defendants argue that plaintiffs’ negligence claim should be
dismissed for failing to allege the first, second, and third elements of the claim. Docket
No. 115 at 11-15.
“When a claimant levels a negligence or fault claim against a professional, that
professional is judged according to the tenets of the field to which he or she belongs.
The successful claimant will therefore demonstrate that the professional’s conduct fell
below the standard of care appropriate to the profession.” Redden v. SCI Colo. Funeral
Servs., Inc., 38 P.3d 75, 80 (Colo. 2001) (internal citation omitted). Here, plaintiffs
allege that the moving defendants had “a duty to provide medical and mental health
care to detainees at [the Detention Facility], including Decedent.” Docket No. 88 at 55,
¶ 304. Plaintiffs allege this “includes a duty to provide reasonable care to prevent
inmates known to be at risk for suicide from committing suicide, a duty to properly
classify such detainees and house them accordingly, and a duty to properly supervise
and monitor these detainees at risk of self harm.” Id. The only breach of duty plaintiffs
allege, however, is the moving defendants’ failure to “have Decedent hospitalized or
transported to an appropriate mental health care facility.” Id. at 55-56, ¶ 307. Given
that the moving defendants sought to have decedent transferred to a mental health care
facility, and given that Captain Van Wyk denied that request, a breach of duty would
only exist if the moving defendants had a duty to continue advocating for higher-level
care, to protest, or to somehow override Captain Van Wyk’s decision that decedent
should remain at the jail. Plaintiffs argue that such a duty existed. See Docket No. 119
at 13-14. However, plaintiffs provide no authority under Colorado law, or the law of any
other state, that imposes a duty of care on a jail medical provider to do any of the things
that plaintiffs identify after having already made an appropriate request for
hospitalization.
The Court also finds that Colo. Rev. Stat. § 27-65-106 (1)(a)(II) is not a basis for
finding that the moving defendants breached a duty. The statute states that:
When an intervening professional8 reasonably believes that a person appears to
have a mental health disorder and, as a result of the mental health disorder,
appears to be an imminent danger to the person's self or others or appears to be
gravely disabled, the intervening professional may cause the person to be taken
into protective custody and transported to a facility designated by the
commissioner for an emergency mental health hold. If such a facility is not
available, the certified peace officer may transport the person to an emergency
medical services facility. The intervening professional may request assistance
from a certified peace officer, a secure transportation provider, or a behavioral
health crisis response team for assistance in detaining and transporting the
person, or assistance from an emergency medical services provider in
transporting the person. Colo. Rev. Stat. § 27-65-106 (1)(a)(II) (footnote added). Colorado recognizes the tort of
negligence per se where “legislative enactments such as statutes and ordinances can
prescribe the standard of conduct of a reasonable person such that a violation of the
legislative enactment constitutes negligence.” Lombard v. Colo. Outdoor Educ. Ctr.,
Inc., 187 P.3d 565, 573 (Colo. 2008) (citation omitted). However, for negligence per se
to apply, “the relevant statute needs to prescribe or proscribe some relatively discrete
action.” See Hendrickson v. Doyle, 150 F. Supp. 3d 1233, 1239 (D. Colo. 2015) (citing
8 The definition of “intervening professional” includes licensed professional
counselors and social workers. See Colo. Rev. Stat. § 27-65-102 (20)(e),(g).
Lyons v. Nasby, 770 P.2d 1250, 1257–58 (Colo. 1989)); see also Bauer v. Sw. Denver
Mental Health Ctr., Inc., 701 P.2d 114, 118 (Colo. App. 1985) (“It is an essential
element of negligence per se that the statute proscribe or prescribe specific conduct on
the part of the tortfeasor, . . . that is, detail whether ‘particular acts shall or shall not be
done’ by the party charged with observing the statute.”) (quoting Sego v. Mains, [578
P.2d 1069, 1071](https://www.courtlistener.com/opinion/1174380/sego-v-mains/#1071) (1978)). The Court finds that Colo. Rev. Stat. § 27-65-106 (1)(a)(II),
which states that “[t]he intervening professional may request assistance from a certified
peace officer, a secure transportation provider, or a behavioral health crisis response
team for assistance in detaining and transporting the person, or assistance from an
emergency medical services provider in transporting the person,” uses permissive
language (“may request assistance”) and thus does not create a basis for a negligence
per se claim. See Bauer, 701 P.2d at 118. The Court therefore rejects plaintiffs’
argument that the statute is a basis for finding negligence on the part of the moving
defendants. The Court will dismiss without prejudice plaintiffs’ negligence claim against
the moving defendants and will grant the moving defendants’ motion to dismiss.
IV. CONCLUSION
For the foregoing reasons, it is
ORDERED that Defendants Behavioral Health Crisis Services, Inc., Vicky Bibler,
Cathy Schneider, Stacie Freudenberg, Teresa Haynes, Jennifer Kim, and Taylor
Walker’s Motion to Dismiss [Docket No. 115] is GRANTED. It is further
ORDERED that Count XII and Count XIII are DISMISSED without prejudice. It
is further
ORDERED that defendants Behavioral Health Crisis Services, Inc., Vicky Bibler,
Cathy Schneider, Stacie Freudenberg, Teresa Haynes, Jennifer Kim, and Taylor Walker
are DISMISSED from this case.
DATED March 5, 2026.
BY THE COURT:
a cof
PHILIP A. BRIMMER
United States District Judge
17
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