Securities Regulation

Ardent Health Reports Q4 2025 Results

Ardent Health, Inc. announced its fourth quarter and full-year 2025 financial results, reporting $1.61 billion in revenue for the quarter and $6.32 billion for the year. The company also issued its guidance for full-year 2026, projecting total revenue between $6.4 billion and $6.7 billion.

loanDepot Announces 2025 Year-End and Q4 Financial Results

loanDepot, Inc. announced its year-end and fourth quarter 2025 financial results, reporting increased revenue and a reduced net loss for the full year. The company highlighted a significant increase in loan origination volume and market share growth in the fourth quarter.

loanDepot 4Q 2025 Investor Presentation

loanDepot has filed its 4Q 2025 Investor Presentation with the SEC. The document details the company's financial and operational performance, including origination volumes, revenue, expenses, and liquidity. It also outlines the company's strategy and market opportunity in the residential real estate sector.

Stryker Corp 8-K Filing

Stryker Corporation has filed an 8-K form with the Securities and Exchange Commission (SEC). This filing provides information regarding significant events that shareholders should be aware of, as required by SEC regulations for public companies.

Stryker Corp 8-K Filing

Stryker Corporation filed an 8-K with the SEC on March 12, 2026. This filing provides information regarding material events or corporate changes. As an 8-K filing, it is a standard disclosure for public companies.

SEC Division of Examinations Announces 2026 Priorities

The SEC's Division of Examinations has announced its 2026 examination priorities, focusing on areas of heightened risk to investors and compliance with new rules like amendments to Regulation S-P. The priorities aim to provide transparency and encourage firms to strengthen their compliance programs.

SEC Risk Alert on Investment Company Core Areas Review

The SEC's Division of Examinations has published a Risk Alert detailing typical document requests and examination observations for registered investment companies. The alert aims to help funds and their advisers enhance their compliance programs and practices by highlighting key review areas such as compliance programs, disclosures, and governance.

SEC Risk Alert on Advisers Act Marketing Rule Compliance

The SEC's Division of Examinations issued a Risk Alert highlighting observations regarding investment advisers' compliance with the Marketing Rule. The alert focuses on disclosure requirements, oversight practices for testimonials and endorsements, and due diligence for third-party ratings.

SEC Municipal Advisors Risk Alert and Examination Guidance

The SEC's Division of Examinations has published a Risk Alert to assist municipal advisors in understanding the examination process. The alert details potential areas of focus, selection criteria for examinations, and initial document requests.

SEC and CFTC Announce Inter-Agency Coordination MOU

The SEC and CFTC have signed a Memorandum of Understanding to enhance coordination and collaboration between the agencies. This agreement aims to support lawful innovation, uphold market integrity, and protect investors and customers by harmonizing regulatory definitions and coordinating oversight.