OCC Enforcement Actions Search Tool

Detected March 13th, 2026

Summary

The Office of the Comptroller of the Currency (OCC) provides a search tool for its enforcement actions, penalties, and orders. An update in January 2025 added subject matter filtering for actions issued since 2012.

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What changed

The Office of the Comptroller of the Currency (OCC) maintains an online search tool for its enforcement actions, penalties, and orders. A recent update in January 2025 introduced the capability to filter enforcement actions issued since 2012 by subject matter, accessible via an advanced search function.

This update enhances the usability of the OCC's enforcement action database. Regulated entities, particularly national banks, federally chartered savings associations, and their affiliated parties, should familiarize themselves with the search tool and its new filtering capabilities to efficiently locate relevant historical enforcement actions and understand potential compliance considerations.

What to do next

Review the OCC Enforcement Actions Search tool for relevant actions.
Utilize the new subject matter filtering for actions issued since 2012.
Consult OCC Bulletin 2023-16 for additional information on enforcement actions against institution-affiliated parties.

Source document (simplified)

Enter a bank name, person's name, city, state, or other details. Search within Bank Name Advanced

January 2025 Update:

Enforcement actions issued since 2012 now have subject matters. Use advanced search to filter by “Subject Matter.”

Quick Links:

Enforcement actions types
Enforcement actions information page
The OCC supervises the following entities and has the statutory authority to take enforcement actions against them:
National banks and their subsidiaries
Federally chartered savings associations and their subsidiaries
Federal branches and agencies of foreign banks
Institution-affiliated parties (IAPs), including:
- Officers, directors, and employees
- A bank's controlling stockholders, agents, and certain other individuals. Notes:
The names of the banking organizations accessed through the Enforcement Action Search reflect the institutions' identities when the enforcement documents became final.
The orders do not necessarily reflect the current status of the regulatory action against the institution or the institution-affiliated party. You should use the Search function to determine if an order or notice has been modified or terminated.
Please reference OCC Bulletin 2023-16 and the related Policies and Procedures Manuals (PPMs) for additional information on enforcement actions against institution-affiliated parties (IAPs), national banks, federal savings associations, and federal branches and agencies of foreign banks.
Disclaimer:

Prohibition Notifications*: Prohibition Notifications prior to December 23, 2022, do not appear on these lists due to statutory changes to 12 USC § 1829 pursuant to the Fair Hiring in Banking Act.
- Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available in the OTS Enforcement Order Archive (XLS). For information about the data fields used in this spreadsheet, refer to the OTS Enforcement Order Listing Definitions (PDF).
- The Office of the Comptroller of the Currency expressly disclaims any responsibility for the acts of any individual or entity subject to an enforcement action, whether or not that individual or entity appears on these lists.
- These lists are NOT guaranteed to be comprehensive.