CFTC

CFTC Extends Collection for Interpretative, No-Action, and Exemptive Letters

The CFTC is seeking public comment on extending its collection of information related to interpretative, no-action, and exemptive letters. This notice is part of the agency's process under the Paperwork Reduction Act to obtain OMB approval for the continued collection of this voluntary information.

CFTC Seeks Comments on Qualification Info for Advisory Committees

The Commodity Futures Trading Commission (CFTC) is seeking public comment on a proposed collection of qualification information for candidates applying to its advisory committees and subcommittees. This notice is part of the agency's process under the Paperwork Reduction Act to obtain approval from the Office of Management and Budget for this information collection.

CFTC Notice on Information Collection Activities

The Commodity Futures Trading Commission (CFTC) has issued a notice regarding an information collection activity under review by the Office of Management and Budget (OMB). This notice announces that the request for an extension of an existing information collection, related to former members and employees' practice before the Commission, has been submitted to OMB for review.

CFTC Information Collection Activities Notice Under Review

The CFTC has submitted an Information Collection Request (ICR) concerning the Privacy of Consumer Financial Information to the OMB for review. This notice announces the ICR is under review and invites public comment.

CFTC Notice on Information Collection Activities Review

The CFTC has issued a notice announcing that an Information Collection Request (ICR) has been forwarded to the Office of Management and Budget (OMB) for review. This notice is part of the Paperwork Reduction Act process and seeks public comment on the collection of qualitative feedback for agency service delivery.

CFTC Staff Letters Offer Guidance on Regulatory Matters

The Commodity Futures Trading Commission (CFTC) provides access to staff letters offering guidance on various regulatory matters. These letters, available from 2008 onwards, cover a wide range of topics and regulations relevant to market participants.

CFTC Staff Letters and Guidance

The Commodity Futures Trading Commission (CFTC) provides access to its staff letters and guidance documents issued from 2008 onwards. This resource is intended to offer clarity and interpretation on various regulations under the CFTC's purview.

CFTC Exempts Senior Employees from QEP Requirements

The CFTC has issued guidance exempting certain senior employees from the definition of 'Qualified Eligible Person' (QEP) under CFTC regulations. This exemption applies to individuals who meet specific compensation and experience criteria, aiming to reduce regulatory burdens for market participants.

CFTC Staff Letters on Digital Assets

The CFTC has published staff letters providing regulatory guidance on digital assets. These letters offer interpretations and no-action relief related to various regulations under the Commodity Exchange Act. They are intended to assist market participants in navigating compliance requirements.

CFTC Staff Letters on No-Action Positions

The CFTC has published staff letters providing no-action positions on various regulations. These letters offer guidance and relief to market participants regarding specific regulatory requirements. The CFTC staff letters are available on their website for review.