Complaint Filing, Investigations, Disciplinary Actions

Sat, 18 Apr 2026 15:56:24 +0000
Financial Services

The LA CPA Board publishes guidance on filing complaints against CPAs and CPA firms for violations of professional conduct rules under the Louisiana Accountancy Act. The Board describes its investigation procedures under LA R.S. 37:80-81 and Chapter 19 of Title 46 LAC Part XIX, noting that investigative records are confidential except final enforcement decisions, settlements, or consent agreements. Two board files (2018-59/2019-40 and 2017-66) are listed with summary documents available, citing violations including unlicensed practice, misappropriation of client funds, and AICPA Code violations.