Regulatory Actions

Companies disclosing regulatory enforcement against them

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100 filings in 2026

· Cached hourly from SEC EDGAR full-text search
8-K

Kenvue Inc.

KVUE
0001944048-26-000008 · Summit, NJ · 2026-01-29
8-K

KIMBERLY CLARK CORP

KMB
0001104659-26-008005 · Irving, TX · 2026-01-29
8-K

MARINE PRODUCTS CORP

MPX
0001104659-26-010656 · Atlanta, GA · 2026-02-05
8-K

MARINE PRODUCTS CORP

MPX
0001104659-26-029931 · Atlanta, GA · 2026-03-18
8-K

MARINE PRODUCTS CORP

MPX
0001104659-26-010931 · Atlanta, GA · 2026-02-05
8-K

EXACT SCIENCES CORP

EXAS
0001193125-26-116862 · Madison, WI · 2026-03-20
8-K

Morningstar, Inc.

MORN
0001289419-26-000015 · Chicago, IL · 2026-03-13
8-K

MARKETWISE, INC.

MKTW
0001805651-26-000008 · Baltimore, MD · 2026-02-19
8-K

Beta Bionics, Inc.

BBNX
0001171843-26-000538 · Irvine, CA · 2026-01-30
8-K

BPGC Acquisition Corp.

0001185185-26-000046 · New York, NY · 2026-01-07
8-K

Wells Fargo Commercial Mortgage Trust 2026-5C8

0001539497-26-000871 · Charlotte, NC · 2026-03-05
8-K

QXO, Inc.

0001104659-26-012932 · Greenwich, CT · 2026-02-11
8-K

MGIC INVESTMENT CORP

MTG
0000876437-26-000006 · Milwaukee, WI · 2026-02-02
8-K

Morningstar, Inc.

MORN
0001289419-26-000009 · Chicago, IL · 2026-02-12
8-K

Benchmark 2026-V20 Mortgage Trust

0001539497-26-000731 · New York, NY · 2026-02-19
8-K

PULTEGROUP INC/MI/

PHM
0001104659-26-018162 · Atlanta, GA · 2026-02-20
8-K

PULTEGROUP INC/MI/

PHM
0001104659-26-018162 · Atlanta, GA · 2026-02-20
8-K

US ENERGY CORP

USEG
0001437749-26-008731 · Houston, TX · 2026-03-18
8-K

Benchmark 2026-B42 Mortgage Trust

0001539497-26-000920 · New York, NY · 2026-03-12
8-K

Metropolitan Bank Holding Corp.

MCB
0001104659-26-028596 · New York, NY · 2026-03-16
8-K

Metropolitan Bank Holding Corp.

MCB
0001104659-26-019661 · New York, NY · 2026-02-25
8-K

Morningstar, Inc.

MORN
0001104659-26-034527 · Chicago, IL · 2026-03-25
8-K

Metropolitan Bank Holding Corp.

MCB
0001104659-26-020615 · New York, NY · 2026-02-26
8-K

Metropolitan Bank Holding Corp.

MCB
0001104659-26-019661 · New York, NY · 2026-02-25
8-K

ImmunityBio, Inc.

IBRX
0001326110-26-000004 · San Diego, CA · 2026-01-14
8-K

PINNACLE WEST CAPITAL CORP

PNW
0000764622-26-000010 · Phoenix, AZ · 2026-02-25
8-K

MARKETWISE, INC.

MKTW
0001805651-26-000004 · Baltimore, MD · 2026-01-22
8-K

Coterra Energy Inc.

CTRA
0000858470-26-000053 · Houston, TX · 2026-02-26
8-K

JOHNSON & JOHNSON

JNJ
0000200406-26-000002 · New Brunswick, NJ · 2026-01-21
8-K

Amylyx Pharmaceuticals, Inc.

AMLX
0001193125-26-086629 · Cambridge, MA · 2026-03-03
8-K

QXO, Inc.

0001104659-26-012932 · Greenwich, CT · 2026-02-11
8-K

PFIZER INC

PFE
0000078003-26-000005 · New York, NY · 2026-02-03
8-K

EXACT SCIENCES CORP

EXAS
0001193125-26-044657 · Madison, WI · 2026-02-10
8-K

MVB FINANCIAL CORP

MVBF
0001277902-26-000025 · Fairmont, WV · 2026-02-26
8-K

DEVON ENERGY CORP/DE

DVN
0001193125-26-032720 · Oklahoma City, OK · 2026-02-02
8-K

Invivyd, Inc.

IVVD
0001193125-26-006997 · New Haven, CT · 2026-01-08
8-K

IONIS PHARMACEUTICALS INC

IONS
0001140361-26-006718 · Carlsbad, CA · 2026-02-25
8-K

LifeStance Health Group, Inc.

LFST
0001193125-26-067858 · Scottsdale, AZ · 2026-02-25
8-K

WD 40 CO

WDFC
0000105132-26-000006 · San Diego, CA · 2026-01-08
8-K

Coterra Energy Inc.

CTRA
0001104659-26-008979 · Houston, TX · 2026-02-02
8-K

DEVON ENERGY CORP/DE

DVN
0001193125-26-032720 · Oklahoma City, OK · 2026-02-02
8-K

KIMBERLY CLARK CORP

KMB
0001104659-26-004634 · Irving, TX · 2026-01-16
8-K

Kenvue Inc.

KVUE
0001140361-26-001522 · Summit, NJ · 2026-01-16
8-K

Coterra Energy Inc.

CTRA
0001104659-26-008979 · Houston, TX · 2026-02-02
8-K

PINNACLE WEST CAPITAL CORP

PNW
0000764622-26-000016 · Phoenix, AZ · 2026-02-27
8-K

Soren Acquisition Corp.

SORN
0001213900-26-002637 · Miami, FL · 2026-01-09
8-K

LifeStance Health Group, Inc.

LFST
0001193125-26-067858 · Scottsdale, AZ · 2026-02-25
8-K

PYXUS INTERNATIONAL, INC.

PYYX
0000939930-26-000010 · Morrisville, NC · 2026-02-11
8-K

Southwest Gas Holdings, Inc.

SWX
0001692115-26-000004 · Las Vegas, NV · 2026-01-09
8-K

Invivyd, Inc.

IVVD
0001193125-26-092528 · New Haven, CT · 2026-03-05
8-K

Coterra Energy Inc.

CTRA
0001104659-26-008979 · Houston, TX · 2026-02-02
8-K

PINNACLE WEST CAPITAL CORP

PNW
0000764622-26-000010 · Phoenix, AZ · 2026-02-25
8-K

XPLR Infrastructure, LP

XIFR
0001603145-26-000004 · Juno Beach, FL · 2026-02-10
8-K

Indivior Pharmaceuticals, Inc.

INDV
0001193125-26-021660 · North Chesterfield, VA · 2026-01-26
8-K

Enhabit, Inc.

EHAB
0001803737-26-000015 · Dallas, TX · 2026-03-05
8-K

Accenture plc

ACN
0001467373-26-000013 · Dublin, L2 · 2026-03-19
8-K

BeOne Medicines Ltd.

ONC
0001628280-26-011941 · Basel · 2026-02-26
8-K

FIRST COMMUNITY CORP /SC/

FCCO
0001552781-26-000009 · Lexington, SC · 2026-01-09
8-K

Metropolitan Bank Holding Corp.

MCB
0001104659-26-005053 · New York, NY · 2026-01-20
8-K

Metropolitan Bank Holding Corp.

MCB
0001104659-26-019646 · New York, NY · 2026-02-25
8-K

ONE Gas, Inc.

OGS
0001587732-26-000006 · Tulsa, OK · 2026-02-18
8-K

DEVON ENERGY CORP/DE

DVN
0001193125-26-032720 · Oklahoma City, OK · 2026-02-02
8-K

Datacentrex, Inc.

DTCX
0001493152-26-003250 · Salt Lake City, UT · 2026-01-22
8-K

EXACT SCIENCES CORP

EXAS
0001124140-26-000010 · Madison, WI · 2026-02-13
8-K

MARKETWISE, INC.

MKTW
0001805651-26-000018 · Baltimore, MD · 2026-03-06
8-K

Xerox Holdings Corp

XRX
0001770450-26-000003 · Norwalk, CT · 2026-01-29
8-K

Morningstar, Inc.

MORN
0001289419-26-000009 · Chicago, IL · 2026-02-12
8-K

Metropolitan Bank Holding Corp.

MCB
0001104659-26-005053 · New York, NY · 2026-01-20
8-K

SOUTHERN CO

SO
0000092122-26-000008 · Atlanta, GA · 2026-02-19
8-K

CG Oncology, Inc.

CGON
0001193125-26-008329 · Irvine, CA · 2026-01-09
8-K

Andersen Group Inc.

ANDG
0001193125-26-110698 · San Francisco, CA · 2026-03-17
8-K

Kenvue Inc.

KVUE
0001944048-26-000016 · Summit, NJ · 2026-02-17
8-K

Amylyx Pharmaceuticals, Inc.

AMLX
0001193125-26-006991 · Cambridge, MA · 2026-01-08
8-K

Amylyx Pharmaceuticals, Inc.

AMLX
0001193125-26-120691 · Cambridge, MA · 2026-03-24
8-K

Enhabit, Inc.

EHAB
0001803737-26-000015 · Dallas, TX · 2026-03-05
8-K

Keurig Dr Pepper Inc.

KDP
0001418135-26-000011 · Burlington, MA · 2026-02-24
8-K

BRISTOL MYERS SQUIBB CO

0000014272-26-000002 · Princeton, NJ · 2026-02-05
8-K

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

KTOS
0001069258-26-000012 · San Diego, CA · 2026-02-23
8-K

WILLIS TOWERS WATSON PLC

WTW
0001171843-26-000577 · London England, X0 · 2026-02-03
8-K

Metropolitan Bank Holding Corp.

MCB
0001104659-26-022243 · New York, NY · 2026-03-02
8-K

Nuvve Holding Corp.

NVVE
0001836875-26-000018 · San Diego, CA · 2026-03-25
8-K

CVRx, Inc.

CVRX
0001104659-26-002728 · Minneapolis, MN · 2026-01-12
8-K

Viatris Inc

VTRS
0001792044-26-000010 · Canonsburg, PA · 2026-02-26
8-K

QXO, Inc.

0001104659-26-012932 · Greenwich, CT · 2026-02-11
8-K

COLONY BANKCORP INC

CBAN
0000711669-26-000004 · Fitzgerald, GA · 2026-01-28
8-K

WILLIS TOWERS WATSON PLC

WTW
0001171843-26-000577 · London England, X0 · 2026-02-03
8-K

New ERA Energy & Digital, Inc.

NUAI
0001213900-26-005330 · Midland, TX · 2026-01-20
8-K

SharonAI Holdings, Inc.

SHAZ
0001829126-26-000443 · Miami, FL · 2026-01-22
8-K

MCDONALDS CORP

MCD
0000063908-26-000032 · Chicago, IL · 2026-02-11
8-K

Fluent, Inc.

FLNT
0001437749-26-003216 · New York, NY · 2026-02-05
8-K

CNL Strategic Residential Credit, Inc.

0001999371-26-002486 · Orlando, FL · 2026-02-03
8-K

Apollo Debt Solutions BDC

0001193125-26-102160 · New York, NY · 2026-03-11
8-K

ENERGY FUELS INC

UUUU
0001062993-26-000431 · Lakewood, CO · 2026-01-26
8-K

ENERGY FUELS INC

UUUU
0001062993-26-001527 · Lakewood, CO · 2026-03-18
8-K

CompoSecure, Inc.

CMPO
0001104659-26-003019 · Somerset, NJ · 2026-01-13
8-K

Resolute Holdings Management, Inc.

RHLD
0001104659-26-003021 · New York, NY · 2026-01-13
8-K

ALEXANDRIA REAL ESTATE EQUITIES, INC.

ARE
0001104659-26-014367 · Pasadena, CA · 2026-02-12
8-K

Worthington Steel, Inc.

WS
0001193125-26-019521 · Columbus, OH · 2026-01-22
8-K

ZYNEX INC

ZYXIQ
0001104659-26-032723 · Englewood, CO · 2026-03-20
8-K

CANADIAN PACIFIC KANSAS CITY LTD/CN

CP
0001193125-26-096631 · Calgary Alberta, A0 · 2026-03-06